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Lucy Chan has been with the firm since 1987 and is responsible for the review of all new and existing client documentation, oversight in the coding of client restrictions within the portfolio accounting systems, review of the firm's trading, review of RFPs and RFIs and the maintenance of the firm’s Manual of Policies and Procedures.

Prior to assuming her current role, Lucy was Senior Associate and Manager of Compliance. She began her career as administrative assistant. Over the years, she has performed various important duties at the firm, including the supervision of the presentation material for the Montreal office, review of the daily pricing from external sources and processing of corporate actions.